CISI – CMA Kuwait Rules and Regulations

By: The Chartered Institute for Securities and Investment (CISI)

Training Objectives

The Chartered Institute for Securities & Investment (CISI) have developed the Kuwait Capital Markets Authority Rules and Regulations in collaboration with the Kuwait Capital Markets Authority (CMA). This four-day study program provides candidates with a high-level overview and understanding of the CMA rules and regulations that govern the firms and the staff within the CMA and effectively prepares them for the exam. During the program, candidates will be given a series of practice questions and mock exams to successfully prepare them for the exam.

Accreditation Body

The Chartered Institute for Securities and Investment (CISI) is a non- for-profit organization based in UK and the pioneer organization in securities and investments domain along with setting the exams that should be passed by the financial entities’ employees.

Target Audience

Training Methodology

The course will run on a workshop basis, including:

Exam Specification

Each exam paper is constructed from a specification that determines the weightings that will be given to each element. The specification is given below.

Exam specification:
75 multiple choice questions
Element numberElementQuestions
1Regulatory Structure 8
2Securities Exchanges and Clearing Agencies 4
3Licensed Persons and Registered Persons 8
4Clients’ Funds and Clients’ Assets 8
5Conduct of Business 8
6Mergers and Acquisitions 3
7Disclosure and Transparency 6
8Dealing in Securities 5
9Listing Rules 6
10Collective Investment Schemes 5
11Market Integrity 8
12Corporate Governance 6

Training Details

Enquiry & Registration

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